Securities Law Practice Attorneys Secore & Waller Dallas, Texas Lawyers Offerings and Filings Regulatory Defense Securities Industry Litigation Business and Corporate Representation| Attorneys

Joan Conway Waller
Secore & Waller, L.L.P.
Four Forest
12222 Merit Drive
Suite 1350
Dallas, TX 75251

Communication Center

Phone:

(972) 776-0200
(972) 776-0226 (Direct Dial)

E-mail:

Fax:

(972) 776-0240

Web site:

http://www.secorewaller.com

Position	Areas of Practice	Bar Admissions
Education	Published Works

JOAN CONWAY WALLER

I am in private practice in Dallas, Texas. I currently represent clients in many aspects of federal and state securities issues. The firm and I represent clients in private offerings of securities, mergers and acquisitions, compliance with securities reporting requirements, securities broker/dealer and investment adviser compliance, defense of investigations conducted by and enforcement actions initiated by the Securities and Exchange Commission, the National Association of Securities Dealers Regulation, Inc., or state securities agencies, representation before stock exchanges in connection with listing or delisting matters, securities arbitrations, and general corporate matters. Our clients include introducing and clearing securities broker/dealers, investment advisers, reporting companies, investment companies, hedge funds, registered individuals, and companies seeking capital through private offerings.

Current Employment Position(s):: Partner

Areas Of Practice:: Private Equity; Hedge Funds; Mergers and Acquisitions; Federal and State Securities Compliance; Broker/Dealer Compliance; Investment Adviser Compliance

Bar Admissions:: Texas, 1977; U.S. District Court Northern District of Texas

Education:: University of Illinois College of Law, Champaign, Illinois, 1977; J.D.; University of Nebraska, Lincoln, Nebraska, 1973; B.A.; Major: Economics; University of Texas at Dallas, Dallas, TX, USA; Non-degree: Accounting and auditing

Published Works:: Legal Aspects of Banking, Bankers Digest, weekly, 1983 - 1999

Past Employment Positions:: Payne & Blanchard (f/k/a DeHay & Blanchard), Partner, 1984 - 1994; DeHay & Blanchard, Associate, 1981 - 1983; Federal Reserve Bank of Dallas, Regulation Attorney, 1980 - 1981; Texas Securities Board, Enforcement Attorney, 1978 - 1980

Birth Information:: 1951, Red Cloud, Nebraska, United States of America

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